Branch² Intelligence
Sebi tightens ethics rules for current, former employees
Key takeaway
SEBI imposes 2-year cooling-off for former officials, expands investment restrictions to family members.
- Step 1SEBI tightens ethics rules with 2-year cooling-off and family investment restrictions.
- Step 2Market intermediaries incur higher compliance costs and must restructure employee compensation and monitoring.
- Step 3SMEs face increased costs for compliance advisory and potential delays in SEBI approvals for fundraising.
Source: IN:Economic Times
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